Advisor Engagement Letter Template

Advisor Engagement Letter

CO.CD.03.04
The Advisor Engagement letter provides for the appointment of advisors in relation to their engagement involving investment business as governed by the Financial Services and Markets Act. The Advisor should be authorised by the Financial Services Authority (FSA).

This letter has been updated in order to refer to the Companies Act 2006. No substantive amendments have been made.

The Advisor Engagement Letter contains the following clauses:-
1. The Engagement
2. Fees and Expenses
3. The Company's Obligations
4. Conflicts of Interest
5. Confidentiality
6. Termination
7. Force Majeure
8. Miscellaneous

This letter template is in open format. Either enter the requisite details in the highlighted fields or adjust the wording to suit your purposes.

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This document can also be found in Company & Asset Sale, in the Asset Sale Documents Subfolder, entitled Engagement Letter for Advisor.

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