Terms of Engagement for Advisor

Terms of Engagement for Advisor

CO.AS.28
These Terms of Engagement for Advisor provides template terms for the appointment of an advisor who will be involved in investment business as governed by the Financial Services and Markets Act. The Advisor should be authorised by the Financial Services Authority (FSA).

These Terms of Engagement for Advisor contain the following clauses:-
1. Introduction
2. Interpretation
3. Appointment
4. Remuneration and Payment
5. Period of Appointment
6. Miscellaneous

This template is in open format. Either enter the requisite details in the highlighted fields or adjust the wording to suit your purposes.

This document can also be found in Company & Asset SaleĀ in the Share Sale Documents Subfolder, entitled Advisor Terms of Engagement.

Top